Steven
C. Roth
Consultant
Skills and Experience
· Investment Portfolio
· SEC Exams
· Regulatory
Compliance
· 10-K, 10-Q and Proxy
filings
· Financial Analysis
· Accounting Policies
· Internal Controls
· Planning &
Budgeting
· Liquidity Management
· Capital Planning
· Investor Relations
· Manage 3rd
Party Vendor Relationships (audit, tax, administrator, bank, custodian, legal)
· Project Management
Industry Lines
· Financial Services
· Distribution/warehouse
· Internet/Tech
· Public Accounting
· Consumer Finance
· Title Insurance
Computer Applications
· MS Excel
· MS Word
· Advent (Axys/Moxy)
· JD Edwards
· Quickbooks
· Peachtree
· MAS90/MAS200
· ACCPAC
· Workiva
· Certent
Education/Qualifications
· B.S. Financial
Management, California Polytechnic State University, San Luis Obispo, CA
· Certified Public
Accountant (active). License #77114
Affiliations
· California Society
of Public Accountants (1997-present)
· Santa Barbara High
School Computer Science Academy Foundation - Treasurer (2016-present)
· Santa Barbara
Lacrosse Association – Treasurer (2014 – present)
Principal Areas of
Practice
Skilled in all aspects of financial reporting, day-to-day
accounting functions and operations, investor and 3rd party
relations, as well as managing IT and Human Relations. Experienced in
developing, documenting and implementing internal control and compliance
policies and procedures, and navigating SEC audits.
Functional Area of Expertise and/or Major Projects
Financial
Planning and Analysis
·
Manage
and prepare investor, management and board reporting at corporate and fund levels.
·
Develop
and maintain cash projections and budgets.
·
Responsible
for compilation of financial information from ten direct subsidiaries, each
made up of more than 100 counties.
Accounting
Policies and Procedures
·
Successfully
worked to streamline month-, quarter- and year-end closing times while improving
accuracy and reducing costs.
·
Develop,
implement and maintain accounting and internal control policies and procedures.
·
Analyzed
and documented business processes, providing clients and management with solutions
and viable implementation plans.
Regulatory
Compliance
·
Developed,
implemented and maintained Firm’s Compliance Manual and checklists.
·
Led
compliance program at the firm, covering multiple offices.
·
Coordinated
responses for two SEC exams.
·
10-K,
10-Q and Proxy filings
Accomplishments of Most Recent Career Positions
Pacificor,
LLC
·
Responsible
for overall financial reporting, daily operations and investor relations.
·
Establish
and maintain 3rd party relationships (auditors, tax, administrator,
bank, custodian, legal) and reporting to a board of directors.
·
Responsible
for cash flow projections and budgeting.
·
Manage
IT and HR functions.
Deckers
Outdoor Corporation
·
Annual
audit
·
10-K,
10-Q and Proxy filings
Shorty’s,
Inc.
·
Oversaw
all accounting and financing activities (general ledger, financial statement
preparation, cash & asset management, and cost accounting, as well as
managed IT and HR.
·
Worked
closely with VP Operations, VP Sales, VP Marketing, particularly in CEO’s
absence.
·
Streamlined
the credit approval process for new vendors while decreasing bad debt and time
spent on collections.
·
Establish
and implement internal control procedures for all accounting areas.
TrueLink,
Inc.
·
Reorganized
the accounting and financial reporting processes, increasing efficiency and
decreasing the time needed to prepare monthly reports (went from 20+ business
days to five).
·
Developed,
controlled and updated the monthly, quarterly and annual budgets.
·
Developed
and documented accounting policies and procedures for the Company accounting
manual
·
Managed
HR.
Relevant Work History
Company Title Dates
from - to
Pacificor, LLC CFO/COO/CCO 2004
– present
Deckers Outdoor Corporation Consultant (SEC
Reporting) 2017
(April) – present
Shorty’s, Inc. Vice
President, Finance 2002
– 2004
TrueLink, Inc. Corporate
Controller 2000
– 2002
Fidelity National Title Insurance Accounting Manager 1999
– 2000
McGowan Guntermann, CPAs Senior
Accountant 1996
– 1999
Norwest Financial Assistant
Branch Manager 1993
– 1996